252.203-7001.dita

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  <?xml version="1.0" encoding="UTF-8"?>
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- <!DOCTYPE dita
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- PUBLIC "-//OASIS//DTD DITA Composite//EN" "ditabase.dtd">
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- <dita xmlns:ditaarch="http://dita.oasis-open.org/architecture/2005/"
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- domains="(topic task) (topic concept) (topic concept glossentry) (topic concept glossgroup) (topic reference) (topic troubleshooting++task) (topic task) (topic abbrev-d) a(props deliveryTarget) (topic equation-d) (topic hazard-d) (topic hi-d) (topic indexing-d) (topic markup-d) (topic mathml-d) (topic pr-d) (topic relmgmt-d) (topic sw-d) (topic svg-d) (topic ui-d) (topic ut-d) (topic markup-d xml-d) (topic task strictTaskbody-c) "
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- ditaarch:DITAArchVersion="1.3">
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- <concept id="DFARS_252.203-7001"
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- ditaarch:DITAArchVersion="1.3"
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- class="- topic/topic concept/concept ">
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- <title class="- topic/title ">
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- <ph props="autonumber" class="- topic/ph ">252.203-7001</ph> Prohibition on Persons Convicted of Fraud or Other Defense Contract-Related Felonies.</title>
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- <conbody outputclass="clause" class="- topic/body concept/conbody ">
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- <p class="- topic/p ">As prescribed in
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- <xref outputclass="fm:ParaNumOnly"
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- class="- topic/xref "
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- base="i1377501"
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- href="203.570-3.dita#DFARS_203.570-3">203.570-3</xref>
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+ <!DOCTYPE dita PUBLIC "-//OASIS//DTD DITA Composite//EN" "ditabase.dtd">
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+ <dita xmlns:ditaarch="http://dita.oasis-open.org/architecture/2005/" domains="(topic task) (topic concept) (topic concept glossentry) (topic concept glossgroup) (topic reference) (topic troubleshooting++task) (topic task) (topic abbrev-d) a(props deliveryTarget) (topic equation-d) (topic hazard-d) (topic hi-d) (topic indexing-d) (topic markup-d) (topic mathml-d) (topic pr-d) (topic relmgmt-d) (topic sw-d) (topic svg-d) (topic ui-d) (topic ut-d) (topic markup-d xml-d) (topic task strictTaskbody-c) " ditaarch:DITAArchVersion="1.3">
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+ <concept id="DFARS_252.203-7001" ditaarch:DITAArchVersion="1.3" class="- topic/topic concept/concept ">
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+ <title class="- topic/title "><ph props="autonumber" class="- topic/ph ">252.203-7001</ph> Prohibition on Persons Convicted of Fraud or Other Defense Contract-Related Felonies.</title>
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+ <conbody outputclass="clause" class="- topic/body concept/conbody ">
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+ <p class="- topic/p ">As prescribed in
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+ <xref outputclass="fm:ParaNumOnly" class="- topic/xref " base="i1377501" href="203.570-3.dita#DFARS_203.570-3">203.570-3</xref>
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  , use the following clause:</p>
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- <p class="- topic/p " outputclass="Ctr_SmCaps">PROHIBITION ON PERSONS CONVICTED OF FRAUD OR OTHER DEFENSE-CONTRACT-RELATED FELONIES (JAN 2023)</p>
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- <p outputclass="List1" class="- topic/p ">(a) <i class="+ topic/ph hi-d/i ">Definitions.</i> As used in this clause—</p>
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- <p outputclass="List2" class="- topic/p ">(1) “Arising out of a contract with the DoD” means any act in connection with—</p>
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- <p outputclass="List3" class="- topic/p ">(i) Attempting to obtain;</p>
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- <p outputclass="List3" class="- topic/p ">(ii) Obtaining; or</p>
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- <p outputclass="List3" class="- topic/p ">(iii) Performing a contract or first-tier subcontract of any agency, department, or component of the Department of Defense (DoD).</p>
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- <p outputclass="List2" class="- topic/p ">(2) “Conviction of fraud or any other felony” means any conviction for fraud or a felony in violation of state or Federal criminal statutes, whether entered on a verdict or plea, including a plea of <i class="+ topic/ph hi-d/i ">nolo contendere</i>, for which sentence has been imposed.</p>
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- <p outputclass="List2" class="- topic/p ">(3) “Date of conviction” means the date judgment was entered against the individual.</p>
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- <p outputclass="List1" class="- topic/p ">(b) Any individual who is convicted after September 29, 1988, of fraud or any other felony arising out of a contract with the DoD is prohibited from serving—</p>
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- <p outputclass="List2" class="- topic/p ">(1) In a management or supervisory capacity on this contract;</p>
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- <p outputclass="List2" class="- topic/p ">(2) On the board of directors of the Contractor; </p>
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- <p outputclass="List2" class="- topic/p ">(3) As a consultant, agent, or representative for the Contractor; or</p>
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- <p outputclass="List2" class="- topic/p ">(4) In any other capacity with the authority to influence, advise, or control the decisions of the Contractor with regard to this contract.</p>
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- <p outputclass="List1" class="- topic/p ">(c) Unless waived, the prohibition in paragraph (b) of this clause applies for not less than 5 years from the date of conviction.</p>
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- <p outputclass="List1" class="- topic/p ">(d) 10 U.S.C. 4656 provides that the Contractor shall be subject to a criminal penalty of not more than $500,000 if convicted of knowingly—</p>
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- <p outputclass="List2" class="- topic/p ">(1) Employing a person under a prohibition specified in paragraph (b) of this clause; or</p>
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- <p outputclass="List2" class="- topic/p ">(2) Allowing such a person to serve on the board of directors of the contractor or first-tier subcontractor.</p>
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- <p outputclass="List1" class="- topic/p ">(e) In addition to the criminal penalties contained in 10 U.S.C. 4656, the Government may consider other available remedies, such as—</p>
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- <p outputclass="List2" class="- topic/p ">(1) Suspension or debarment;</p>
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- <p outputclass="List2" class="- topic/p ">(2) Cancellation of the contract at no cost to the Government; or</p>
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- <p outputclass="List2" class="- topic/p ">(3) Termination of the contract for default.</p>
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- <p outputclass="List1" class="- topic/p ">(f) The Contractor may submit written requests for waiver of the prohibition in paragraph (b) of this clause to the Contracting Officer. Requests shall clearly identify—</p>
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- <p outputclass="List2" class="- topic/p ">(1) The person involved;</p>
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- <p outputclass="List2" class="- topic/p ">(2) The nature of the conviction and resultant sentence or punishment imposed;</p>
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- <p outputclass="List2" class="- topic/p ">(3) The reasons for the requested waiver; and</p>
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- <p outputclass="List2" class="- topic/p ">(4) An explanation of why a waiver is in the interest of national security.</p>
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- <p outputclass="List1" class="- topic/p ">(g) <i>
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+ <p class="- topic/p " outputclass="Ctr_SmCaps">PROHIBITION ON PERSONS CONVICTED OF FRAUD OR OTHER DEFENSE-CONTRACT-RELATED FELONIES (JAN 2023)</p>
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+ <info li_elems="0"/>
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+ <ol>
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+ <li>
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+ <p outputclass="List1" class="- topic/p "><ph props="autonumber" class="-topic/ph">(a)</ph><i class="+ topic/ph hi-d/i ">Definitions.</i> As used in this clause—</p>
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+ <info li_elems="0"/>
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+ <ol>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(1)</ph> “Arising out of a contract with the DoD means any act in connection with—</p>
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+ <info li_elems="0"/>
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+ <ol>
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+ <li>
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+ <p outputclass="List3" class="- topic/p "><ph props="autonumber" class="-topic/ph">(i)</ph> Attempting to obtain;</p>
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+ </li>
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+ <li>
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+ <p outputclass="List3" class="- topic/p "><ph props="autonumber" class="-topic/ph">(ii)</ph> Obtaining; or</p>
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+ </li>
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+ <li>
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+ <p outputclass="List3" class="- topic/p "><ph props="autonumber" class="-topic/ph">(iii)</ph> Performing a contract or first-tier subcontract of any agency, department, or component of the Department of Defense (DoD).</p>
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+ <info li_elems="2"/>
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+ </li>
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+ </ol>
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+ </li>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(2)</ph> “Conviction of fraud or any other felony” means any conviction for fraud or a felony in violation of state or Federal criminal statutes, whether entered on a verdict or plea, including a plea of <i class="+ topic/ph hi-d/i ">nolo contendere</i>, for which sentence has been imposed.</p>
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+ </li>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(3)</ph> “Date of conviction” means the date judgment was entered against the individual.</p>
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+ <info li_elems="2"/>
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+ </li>
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+ </ol>
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+ </li>
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+ <li>
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+ <p outputclass="List1" class="- topic/p "><ph props="autonumber" class="-topic/ph">(b)</ph> Any individual who is convicted after September 29, 1988, of fraud or any other felony arising out of a contract with the DoD is prohibited from serving—</p>
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+ <info li_elems="0"/>
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+ <ol>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(1)</ph> In a management or supervisory capacity on this contract;</p>
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+ </li>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(2)</ph> On the board of directors of the Contractor; </p>
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+ </li>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(3)</ph> As a consultant, agent, or representative for the Contractor; or</p>
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+ </li>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(4)</ph> In any other capacity with the authority to influence, advise, or control the decisions of the Contractor with regard to this contract.</p>
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+ <info li_elems="2"/>
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+ </li>
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+ </ol>
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+ </li>
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+ <li>
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+ <p outputclass="List1" class="- topic/p "><ph props="autonumber" class="-topic/ph">(c)</ph> Unless waived, the prohibition in paragraph (b) of this clause applies for not less than 5 years from the date of conviction.</p>
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+ </li>
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+ <li>
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+ <p outputclass="List1" class="- topic/p "><ph props="autonumber" class="-topic/ph">(d)</ph> 10 U.S.C. 4656 provides that the Contractor shall be subject to a criminal penalty of not more than $500,000 if convicted of knowingly—</p>
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+ <info li_elems="0"/>
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+ <ol>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(1)</ph> Employing a person under a prohibition specified in paragraph (b) of this clause; or</p>
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+ </li>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(2)</ph> Allowing such a person to serve on the board of directors of the contractor or first-tier subcontractor.</p>
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+ <info li_elems="2"/>
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+ </li>
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+ </ol>
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+ </li>
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+ <li>
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+ <p outputclass="List1" class="- topic/p "><ph props="autonumber" class="-topic/ph">(e)</ph> In addition to the criminal penalties contained in 10 U.S.C. 4656, the Government may consider other available remedies, such as—</p>
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+ <info li_elems="0"/>
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+ <ol>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(1)</ph> Suspension or debarment;</p>
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+ </li>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(2)</ph> Cancellation of the contract at no cost to the Government; or</p>
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+ </li>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(3)</ph> Termination of the contract for default.</p>
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+ <info li_elems="2"/>
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+ </li>
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+ </ol>
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+ </li>
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+ <li>
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+ <p outputclass="List1" class="- topic/p "><ph props="autonumber" class="-topic/ph">(f)</ph> The Contractor may submit written requests for waiver of the prohibition in paragraph (b) of this clause to the Contracting Officer. Requests shall clearly identify—</p>
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+ <info li_elems="0"/>
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+ <ol>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(1)</ph> The person involved;</p>
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+ </li>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(2)</ph> The nature of the conviction and resultant sentence or punishment imposed;</p>
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+ </li>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(3)</ph> The reasons for the requested waiver; and</p>
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+ </li>
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+ <li>
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+ <p outputclass="List2" class="- topic/p "><ph props="autonumber" class="-topic/ph">(4)</ph> An explanation of why a waiver is in the interest of national security.</p>
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+ <info li_elems="2"/>
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+ </li>
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+ </ol>
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+ </li>
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+ <li>
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+ <p outputclass="List1" class="- topic/p "><ph props="autonumber" class="-topic/ph">(g)</ph><i>
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  Subcontracts.
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  </i> The Contractor agrees to include the substance of this clause, appropriately modified to reflect the identity and relationship of the parties, in all first-tier subcontracts exceeding the simplified acquisition threshold in Part 2 of the Federal Acquisition Regulation, except those for commercial products, commercial services, or commercial components.</p>
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- <p outputclass="List1" class="- topic/p ">(h) Pursuant to 10 U.S.C. 4656(c), defense contractors and subcontractors may obtain information as to whether a particular person has been convicted of fraud or any other felony arising out of a contract with the DoD by contacting The Office of Justice Programs, The Denial of Federal Benefits Office, U.S. Department of Justice, telephone 301-937-1542; www.ojp.usdoj.gov/BJA/grant/DPFC.html.</p>
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- <p outputclass="Endofclause" class="- topic/p ">(End of clause)</p>
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- </conbody>
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- </concept>
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+ </li>
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+ <li>
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+ <p outputclass="List1" class="- topic/p "><ph props="autonumber" class="-topic/ph">(h)</ph> Pursuant to 10 U.S.C. 4656(c), defense contractors and subcontractors may obtain information as to whether a particular person has been convicted of fraud or any other felony arising out of a contract with the DoD by contacting The Office of Justice Programs, The Denial of Federal Benefits Office, U.S. Department of Justice, telephone 301-937-1542; www.ojp.usdoj.gov/BJA/grant/DPFC.html.</p>
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+ </li>
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+ </ol>
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+ <p outputclass="Endofclause" class="- topic/p ">(End of clause)</p>
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+ </conbody>
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+ </concept>
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  </dita>